Compliance Services

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Monthly Compliance Updates

Our core website service to help keep you in control of compliance. This usually means reading our summary of what the FCA is planning next and the rule changes that happen each month.

Let’s be honest, this isn’t the most exciting read, but we promise to keep it essential. You need to do the Actions that we’ve come up with to help you get it right first time – maybe a discussion with your staff, or amending your compliance documents, or checking something out. We believe that if you do the reading and carry out the Actions each month, you really will keep compliance under control.

Document Updating

If the Action involves a change to your compliance manual or other essential document, we provide you with text via the website to help you make the change.

But, with the best will in the world, updating a compliance manual isn’t going to be top of your list. So if you need a little extra help, we can provide a cost effective document updating service, just get in touch.

COREP Filing

This is just fab! We thought it rather unfair that small firms should have to spend a not-so-small fortune just to get a handful of data into XBRL.

So, in conjunction with AMD Ltd, an IT consultancy firm, we developed our COREP filing service. You send in the data, Corepsolutions return an XBRL file.

For full details: www.corepsolutions.co.uk

Consultancy

Sometimes you need face-to-face advice and support. Catherine has years of experience helping small private client advisory and discretionary firms get started, deal with the FCA, take on new staff, launch a new side to the business, plan a marketing campaign, translate accounts into capital adequacy reports.

If you are feeling a bit stuck or would like help with implementing something new for your firm and need to check out the rules, get in touch.

Get in Touch

If you would like further information about any of our products or services please feel free to call on 01845 501 188, email at cath@composmentistraining.co.uk or use the form below.