Compliance made Simpler

Compliance isn't rocket science but it can seem like it when you're trying to manage a successful investment business.

How do you stay sweet with the FSA and not drop any of the plates you're spinning? We don't promise miracles, but we can definitely help. All you have to do is devote an hour a month to compliance – yes, just one hour, each month.

That's not all. In our Learning Zone (member login) there are straightforward guides explaining what you really need to know about being an authorised firm, and also material to help with essential training for your staff. We've also put together templates and checklists to help you do as much compliance for yourself as you can.

Making compliance simpler means you have more time to run your business... Or have fun.

If you like being in control of compliance and would like to know more about the Compos Mentis monthly service, click on Subscription.

If you'd like to find out more about Compos Mentis consultancy services, click on About.