All you have to do is devote an hour a month to keeping up to date with compliance – yes, just one hour, each month.
If this sounds too good to be true, it isn't. Each month we plough through reams of consultations, policy statements and rule changes and produce a concise summary of exactly what you need to know that month. In plain English. And we stick to the facts.
That's not all – we also put together Actions to help you make the rules work for your firm. In our Member area we also provide straightforward guides explaining what you really need to know about investment compliance, checklists and templates and material to help with essential training for your staff.
Making compliance simpler means you have more time to run your business or...
Our Service Succeeds because it is targeted and concise
It helps subscribers get compliance right first time because it only covers what matters, and what needs to be done that month. Less is definitely more.
Compos Mentis, run by Catherine Lumb, also provides direct consultancy support for investment firms, specialising in IFPRU firms subject to CRD IV. Catherine is a dab hand at translating FCA Handbook-speak into something intelligible and sometimes even useful, and relishes untangling even the most knotty compliance problem.
If there is something else you'd like to see on the website - tell us; and if you like Compos Mentis – tell everyone else!